AK Digital RMP Platform-as-a-Service

All capitalized terms have the meaning as defined in GERNERAL TERMS AND CONDITONS and Order Form (the Contract).

1. SCOPE OF THIS SCHEDULE DPA

AK Digital LLC renders the Platform Services to Client and its Users, which requires the collection and processing of Client Data. This Schedule Data Processing agreement (hereinafter “DPA”) specifies the obligations of Client (as data controller) and AK Digital LLC (as data processor) under data protection law resulting from any processing of Client Data, which arise from the provision, operation and use of the Platform Services in accordance with the Contract.

2. SUBJECT MATTER AND DURATION OF PROCESSING

2.1 AK Digital LLC will process Client Data on behalf of Client, who acts as data controller (Art. 4 no. 7 GDPR) and determines the purposes of the respective processing.

2.2 The subject matter of processing Client Data is the provision and operation of the Platform Services to Client and its Users, as specified in this Schedule DPA and the Contract. The term of this Schedule DPA is subject to the term of the Contract. If the Contract is terminated, this Schedule DPA shall end.

2.3 The scope, type and purpose of processing Client Data is to (a) provide; (b) operate; and (c) enable Client and its Users to use the Platform Services as set out in the Contract. The types of Client Data and the categories of data subjects affected is set out in Annex 1.

2.4 Some processing of Client Data takes place in a member state of the European Union (EU) or another member state to the agreement on the European Economic Area (EEA). Transfer to and processing of Client Data in a country, which is not a member state of the EU or another member state of the EEA, is approved as to the sub processors disclosed hereinand shall only occur, if the specific safeguards of Art. 44 et seq. GDPR have been fulfilled in order to ensure an adequate level of data protection. AK Digital LLC establishes such level of adequate data protection through the conclusion of EU Standard Contractual Clauses (Art. 46 para. 2 lit. c and d in conjunction with Art. 47 GDPR).

3. CLIENT’S RESPONSIBILITIES AND GUARANTEES

3.1 As data controller (Art. 4 no. 7 GDPR) Client has sole responsibility over the legitimacy of processing of Client Data.

3.2 Client guarantees AK Digital LLC that it has

(a) collected and processes Client Data in a legal, loyal and transparent manner, for given, explicit and legitimate purposes and has duly informed data subjects affected in accordance with Art. 12 et seq. GDPR;

(b) respected its obligations (if applicable) to make a prior declaration pertaining to processing of Client Data with the competent supervisory authority; and

(c) checked prior to the use of the Platform Services that processing Client Data in the framework of the Platform Services complies with the purpose and means of Client Data submitted and made available by Client and its Users into the Platform Services.

4. TECHNICAL AND ORGANIZATIONAL MEASURES

4.1 AK Digital LLC shall implement all technical and organizational measures required by law to ensure a level of security appropriate to the risk of processing Client Data, taking into account the state of the art, the cost of implementation, the nature, scope, context and purposes of processing Client Data as well as the risk of varying likelihood and severity for the rights and freedoms of the data subjects. In particular, AK Digital LLC shall ensure the ongoing confidentiality, integrity, availability and resilience of processing systems and services.

4.2 AK Digital LLC shall document and provide to Client for verification, particularly regarding the specific fulfilment of this Schedule DPA, the implementation scheme for the technical and organizational measures, which are set out in Annex 2.

4.3 The technical and organizational measures are subject to technical progress and further development. AK Digital LLC shall therefore be entitled to implement alternative adequate measures without falling short of the security level and effectiveness of the measures originally defined.

5. RECTIFICATION, RESTRICTION AND ERASURE OF CLIENT DATA, DEALING WITH RIGHTS OF DATA SUBJECTS AS WELL AS DATA SUBJECT REQUESTS

5.1 To the extent possible within the functionalities of the Platform Services, Client itself shall rectify, erase or restrict Client Data. Outside of the scope of the aforementioned functionalities, AK Digital LLC shall rectify, erase or restrict (e.g. by way of blocking) Client Data, upon legitimate instruction by Client.

5.2 The Parties have the common understanding that Client shall handle requests of data subjects. In case a data subject directly addresses AK Digital LLC, requesting the rectification or erasure of personal data or a restriction of processing or asserting other statutory rights of data subjects, AK Digital LLC shall forward such data subject request or assertion to Client without undue delay.

5.3 AK Digital LLC shall support Client within a reasonable extent in the fulfilment of Client’s duties vis-à-vis data subjects, in particular, regarding their right of access, right to rectification, right to erasure, right to restriction of processing, the notification obligation regarding rectification or erasure, the right to data portability as well as the right to object.

6. AUDITS AND OTHER DUTIES OF AK DIGITAL LLC

In addition, AK Digital LLC shall have the following duties:

6.1 AK Digital LLC shall process the Client Data solely in accordance with the Contract, this Schedule DPA and legitimate instructions of Client in order to render the Platform Services.

6.2 AK Digital LLC shall assist Client to a necessary and reasonable extent in ensuring compliance with statutory obligations, notably in the performance of data protection impact assessments and with any necessary prior consultations of the competent supervisory authority.

6.3 AK Digital LLC shall provide Client with the contact details of its data protection officer. Such contact details are also published under the URL https://www.runmyprocess.com/imprint/

6.4 AK Digital LLC is obliged to ensure that its employees and vicarious agents etc. who are able to access Client Data undertake to comply with statutory data secrecy requirements and appropriate confidentiality obligations. Furthermore, AK Digital LLC’s employees and vicarious agents etc. shall be informed that the confidentiality subject to this Section 6.4 also continues after the termination of the activity. A statutory disclosure obligation remains unaffected hereof.

6.5 AK Digital LLC shall immediately inform Client of any measures and inspections by any supervisory authority regarding the processing of Client Data. The same shall apply in case of any investigations by a competent supervisory authority in the framework of administrative offences or criminal proceedings.

6.6 AK Digital LLC shall provide to Client within a reasonable extent all necessary information for creating a record of processing activities of Client Data. AK Digital LLC shall maintain a separate record of processing activities, possibly in electronic form, in line with statutory requirements.

6.7 AK Digital LLC shall carry out checks on the processing of Client Data relating to its area of responsibility as data processor in order to ensure compliance with this Schedule DPA.

6.8 AK Digital LLC shall make available to Client all information necessary to demonstrate compliance with applicable data protection law and shall allow for and contribute to audits, including inspections conducted by Client or another auditor mandated by Client only with regard to processing of Client Data under the scope of this Schedule DPA.

7. AUDIT RIGHTS

7.1 Client shall be entitled to verify compliance with (a) the obligations under applicable data protection law; and (b) this Schedule DPA, especially with the technical and organizational measures and legitimate instructions issued by Client.

7.2 For this purpose, Client shall have the right throughout the term of this Schedule DPA, in consultation with AK Digital LLC or through auditors to be designated in the individual case, who are suitable and obliged to confidentiality, to have appropriate inspections conducted at AK Digital LLC’s business establishment, where processing of Client Data takes place. These inspections shall be carried out without any avoidable disruptions. AK Digital LLC shall be entitled to object to the selection of the auditor on the grounds of an important reason (e.g. lack of reliability or competitive relationship to AK Digital LLC). With the exception of urgent, objectively justified reasons, which shall be documented accordingly by the Client, inspections in the business premises of AK Digital LLC shall be carried out after reasonable advance notice during the normal business hours of AK Digital LLC and not more frequently than every twelve (12) months.

7.3 AK Digital LLC undertakes at Client’s request, to provide to Client all relevant and necessary information and evidence to comply with applicable data protection law. With regard to the provision of evidence, AK Digital LLC may also present current attestations, reports or report extracts by independent third persons (such as certified public accountants, internal auditors, data protection officer, IT security department, data protection auditors or quality auditors) or a suitable certification by IT security or data protection auditors. Client’s auditing rights under this Section 7 remain unaffected thereof, but the Parties have the common understanding that compliance checks will primarily be conducted via the provision of information and evidence subject to this Section 7.3.

8. SUB-PROCESSORS

8.1 The sub-processors approved by Client upon conclusion of the Contract are set out in Annex 1.

8.2 Client acknowledges and approves that AK Digital LLC may - in its free discretion - at any time change the Platform, provided that (a) AK Digital LLC has notified Client with reasonable time about the change of the Platform; (b) the new Platform offers performances at least equal to those of the Platform; (c) AK Digital LLC switches over to the new Platform without interruption of the Platform Services; (d) the new Platform respects all commitments of AK Digital LLC under this Schedule DPA; and (e) AK Digital LLC does not amend the fees for the Platform Services.

8.3 Other sub-processors may only be engaged if the following prerequisites are met:

(a) AK Digital LLC submits the engagement of a sub-processor to Client in written or text form with reasonable advance notice and Client does not object such engagement, which is only possible in cases of justified reasons.

(b) AK Digital LLC shall execute agreements with the sub-processors with basically comparable data protection provisions and obligations as those applicable between the Parties. In particular, AK Digital LLC shall ensure that sufficient guarantees are provided to implement technical and organizational measures. Further, the sub-processor shall grant Client basically comparable auditing and inspection rights, including Client’s right to obtain from AK Digital LLC, upon written request, information about content and implementation of relevant data protection obligations under the sub-processor’s relationship, where required through inspection of the associated documentation.

(c) Processing by sub-processors shall take place in a member state of the EU or another member state to the agreement on the EEA and in the location of approved subprocessors herein. Transfer to a sub-processor and its processing of Client Data in a country, which is not a member state of the EU or another member state of the EEA, is approved as to the subprocessors disclosed herein, and shall only occur, if the specific safeguards of Art. 44 et seq. GDPR have been fulfilled in order to ensure an adequate level of data protection. AK Digital LLC establishes such level of adequate data protection with the sub-processors through the conclusion of EU Standard Contractual Clauses (Art. 46 para. 2 lit. c and d in conjunction with Art. 47 GDPR).

8.4 AK Digital LLC shall remain liable to Client for the performance of the engaged sub-processor’s obligations.

9. REPORT OF BREACHES ON THE PART OF AK DIGITAL LLC

9.1 AK Digital LLC shall design the processing of Client Data, operational procedures and associated processes, systems and installations such that AK Digital LLC can detect and recognize any data protection violations and can report them.

9.2 AK Digital LLC shall notify Client without undue delay, if (a) a breach of security leads to the accidental or unlawful destruction, loss, alteration, unauthorized disclosure of or access to Client Data; or (b) AK Digital LLC or its employees or vicarious agents etc. have breached any data protection regulations or the obligations stipulated herein. This duty shall also apply in the case of a serious disruption of operations or any other irregularities in handling Client Data.

9.3 AK Digital LLC is aware that Client, in the case of a breach of security leading to the accidental or unlawful destruction, loss, alteration, unauthorized disclosure of or access to Client Data, is obliged to notify such breach not later than seventy-two (72) hours after having become aware of it. Consequently, AK Digital LLC is therefore obliged to support Client in the fulfilment of these notification obligations.

9.4 AK Digital LLC shall document any personal data breaches affecting Client Data, comprising the facts relating to the Client Data breach, its effects and the remedial action taken and shall in consultation with Client - and in case of imminent danger even without Client’s consent - take appropriate measures to safeguard Client Data and to mitigate any adverse consequences for data subjects.

10. CLIENT’S AUTHORITY TO ISSUE INSTRUCTIONS

10.1 Processing of Client Data shall be governed exclusively by (a) this Schedule DPA; (b) instructions that are possible within the functionalities of the Platform Services (e.g. login, change User name, change password, start a new Client Application instance, logout etc.), Client Applications and Client’s support tickets; as well as (c) any other reasonable and justified instructions by Client, which shall be documented in written or in text form in each case.

10.2 Client shall immediately confirm any oral instructions in written or text form.

10.3 AK Digital LLC shall not use the Client Data for any other purposes than the purposes laid out in this Schedule DPA and the Contract. AK Digital LLC shall not make any copies or duplicates without Client’s knowledge, with the exception of backup copies to the extent required to ensure proper processing as well as data required for compliance with statutory retention obligations.

10.4 AK Digital LLC shall immediately inform Client, if - in AK Digital LLC’s view - an instruction infringes any applicable data protection law. AK Digital LLC shall be entitled to suspend execution of the instruction concerned, until it is either confirmed or changed by Client.

11. DELETION OF CLIENT DATA AND RETURN OF DATA CARRIERS

11.1 The deletion concept is set out in Annex 1.

11.2 After the end of processing or at any earlier date required by Client and to the extent permitted by applicable data protection law, AK Digital LLC shall in accordance with Client’s legitimate instructions erase all Client Data. A deletion report shall be presented to Client upon request. This shall not apply where statutory duties of retention exist, which shall be documented and communicated to Client.